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Administrative Orders

Administrative Orders are formal enforcement orders issued by the NCUA pursuant to Section 206 of the Federal Credit Union Act (12 U.S.C. § 1786). Generally, the NCUA issues Administrative Orders when it finds that a credit union or persons affiliated with a credit union have violated a law, rule or regulation, breached a fiduciary duty, or engaged in an unsafe or unsound practice.

The three most common orders issued by the NCUA include:

  • An Order to Cease and Desist, which requires an institution or individual to take action (or refrain from taking action), including making restitution;
  • An Order of Prohibition, which prohibits an individual from ever working for a federally insured financial institution; and
  • An Order Assessing Civil Money Penalties, which requires an institution or individual to pay an assessed penalty amount.

Prior to the issuance of an Administrative Order, the Federal Credit Union Act provides due process rights, which include the ability to have an administrative hearing before the Office of Financial Institution Adjudication, and to appeal the agency's decision to issue an order to the U.S. Circuit Court of Appeals.

The NCUA also issues Notices of Prohibition to individuals under Section 205(d) of the Federal Credit Union Act (12 U.S.C. § 1785(d)). The notice advises an individual convicted of a criminal offense of the prohibitions resulting from their conviction. (Until recently the NCUA issued formal Notices of Prohibition, but in conformity with the other federal financial institution regulators, we are now issuing letter notices.)

Disclaimer: This platform is intended to provide access to the enforcement actions taken by the NCUA since 1991 in a searchable and downloadable format. It is not guaranteed to be comprehensive. The primary source for the enforcement actions are the NCUA's press releases and other official communications. The names of the individuals and financial institutions contained herein reflect the institutions' identities when the enforcement actions were finalized and do not necessarily represent their current identities.

This platform also includes notices issued by the NCUA since 2008 to individuals under Section 205(d) of the Federal Credit Union Act. Under the law, the prohibitions outlined in these notices may have expired and the individual might no longer be prohibited from holding a position at an insured credit union. Although the NCUA is making notices issued pursuant to 205(d) searchable and downloadable, users of this platform should conduct their own inquiry regarding the current status of any prohibition identified in this platform.

Enforcement actions issued by other federal financial institution regulators can be found at the following websites:

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Showing 301 - 400 of 1393 Results
Docket # Name and Relationship Institution City State Year
17-0048-R4 Blageo, Theresa J.
Former Employee of Eaton Employees Credit Union
Eaton Employees Credit Union Eden Prairie MN 2017
17-0009-R3 Merisier a/k/a Brittney Estimable, Brittney
Former Employee of Space Coast Credit Union
Space Coast Credit Union Melbourne FL 2017
14-0083-R4 Northeast Regional Credit Union
Northeast Regional Credit Union Hannibal MO 2017
17-0075-R2 Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union
Washington Typographic Federal Credit Union Washington DC DC 2017
17-0081-R3 White Gold Credit Union
White Gold Credit Union
White Gold Credit Union Raceland LA 2017
17-0078-R3 F A B Church Federal Credit Union
F A B Church Federal Credit Union
F A B Church Federal Credit Union Savannah GA 2017
17-0082-R3 N.O Port Commission Employees Credit Union
N.O Port Commission Employees Credit Union
N.O Port Commission Employees Credit Union New Orleans LA 2017
17-0072-R1 Alpena Community Credit Union
Alpena Community Credit Union
Alpena Community Credit Union Alpena MI 2017
17-0071-R1 Last Federal Credit Union
Last Federal Credit Union
Last Federal Credit Union Long Island City NY 2017
17-0070-R1 Sts Peter & Paul Federal Credit Union
Sts Peter & Paul Federal Credit Union
Sts Peter & Paul Federal Credit Union Brooklyn NY 2017
17-0090-R5 Times Federal Credit Union
Times Federal Credit Union
Times Federal Credit Union Honolulu HI 2017
17-0088-R4 Shiloh Baptist Federal Credit Union
Shiloh Baptist Federal Credit Union
Shiloh Baptist Federal Credit Union Waukegan IL 2017
17-0074-R2 Duq Lite Employees Federal Credit Union
Duq Lite Employees Federal Credit Union
Duq Lite Employees Federal Credit Union Beaver Falls PA 2017
17-0083-R3 Sunland Credit Union
Sunland Credit Union
Sunland Credit Union Marianna FL 2017
17-0086-R4 Local 142 Federal Credit Union
Local 142 Federal Credit Union
Local 142 Federal Credit Union San Antonio TX 2017
17-0046-R5 Rails West Federal Credit Union
Rails West Federal Credit Union
Rails West Federal Credit Union Chubbuck ID 2017
17-0019-R1 Greater Centennial Federal Credit Union
Greater Centennial Federal Credit Union
Greater Centennial Federal Credit Union Mount Vernon NY 2017
17-0029-R2 Members First of Maryland Federal Credit Union
Members First of Maryland Federal Credit Union
Members First of Maryland Federal Credit Union Baltimore MD 2017
17-0018-R1 Rockland Employees Federal Credit Union
Rockland Employees Federal Credit Union
Rockland Employees Federal Credit Union Spring Valley NY 2017
17-0031-R2 Public Service Plaza Federal Credit Union
Public Service Plaza Federal Credit Union
Public Service Plaza Federal Credit Union Newark NJ 2017
17-0032-R2 Akron Municipal Employees Credit Union
Akron Municipal Employees Credit Union
Akron Municipal Employees Credit Union Akron OH 2017
17-0026-R1 Beulah Federal Credit Union
Beulah Federal Credit Union
Beulah Federal Credit Union Brooklyn NY 2017
17-0040-R3 Forrest County Teachers Federal Credit Union
Forrest County Teachers Federal Credit Union
Forrest County Teachers Federal Credit Union Hattiesburg MS 2017
17-0025-R1 Hopes Employees Federal Credit Union
Hopes Employees Federal Credit Union
Hopes Employees Federal Credit Union Jamestown NY 2017
17-0024-R1 Upstate Milk Employees Federal Credit Union
Upstate Milk Employees Federal Credit Union
Upstate Milk Employees Federal Credit Union Cheektowaga NY 2017
17-0042-R4 Midland Co-Op Credit Union
Midland Co-Op Credit Union
Midland Co-Op Credit Union Minneapolis MN 2017
17-0043-R4 Sandhills Federal Credit Union
Sandhills Federal Credit Union
Sandhills Federal Credit Union Ulysses KS 2017
17-0038-R3 Mobile Postal Credit Union
Mobile Postal Credit Union
Mobile Postal Credit Union Mobile AL 2017
17-0034-R3 Weyco Community Credit Union
Weyco Community Credit Union
Weyco Community Credit Union Plymouth NC 2017
17-0039-R3 F A B Church Federal Credit Union
F A B Church Federal Credit Union
F A B Church Federal Credit Union Savannah GA 2017
17-0022-R1 Tower Family Credit Union
Tower Family Credit Union
Tower Family Credit Union Kalamazoo MI 2017
17-0028-R2 Toledo Police Federal Credit Union
Toledo Police Federal Credit Union
Toledo Police Federal Credit Union Toledo OH 2017
17-0045-R5 Malheur Federal Credit Union
Malheur Federal Credit Union
Malheur Federal Credit Union Ontario OR 2017
17-0044-R5 Qualstar Credit Union
Qualstar Credit Union
Qualstar Credit Union Redmond WA 2017
17-0020-R1 Korean American Catholics Federal Credit Union
Korean American Catholics Federal Credit Union
Korean American Catholics Federal Credit Union Flushing NY 2017
17-0035-R3 Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union
Garland County Educators Federal Credit Union Hot Springs AR 2017
17-0036-R3 Zachary Community Federal Credit Union
Zachary Community Federal Credit Union
Zachary Community Federal Credit Union Zachary LA 2017
17-0037-R3 Craig Credit Union
Craig Credit Union
Craig Credit Union Selma AL 2017
17-0021-R1 Specials Metals Federal Credit Union
Specials Metals Federal Credit Union
Specials Metals Federal Credit Union New Hartford NY 2017
17-0016-R1 South Central Credit Union
South Central Credit Union
South Central Credit Union Jackson MI 2017
16-0222-R5 Newrizons Federal Credit Union
Newrizons Federal Credit Union Hoquiam WA 2016
16-0217-R4 Hilco Federal Credit Union
Hilco Federal Credit Union Kerrville TX 2016
16-0219-R4 Springfield City Employees Credit Union
Springfield City Employees Credit Union Springfield IL 2016
16-0215-R4 Eaton Employees Federal Credit Union
Eaton Employees Federal Credit Union Denver CO 2016
16-0218-R4 Kaskaskia Valley Credit Union
Kaskaskia Valley Credit Union Centralia IL 2016
16-0216-R4 Galveston Government Employees Credit Union
Galveston Government Employees Credit Union La Marque TX 2016
16-0214-R4 Cross Roads Credit Union
Cross Roads Credit Union Kansas City MO 2016
16-0213-R4 Citizens Community Credit Union
Citizens Community Credit Union Devils Lake ND 2016
16-0212-R4 Cen Tex Manufacturing Credit Union
Cen Tex Manufacturing Credit Union Brownwood TX 2016
16-0186-R4 Guadalupe Hernandez, Maria
Former Employee of El Paso’s Federal Credit Union
El Paso’s Federal Credit Union El Paso TX 2016
16-0211-R4 CTAFC Federal Credit Union
CTAFC Federal Credit Union Chicago IL 2016
16-0205-R3 Genuine Parts Credit Union
Genuine Parts Credit Union Norcross GA 2016
16-0209-R3 Northeast Mississippi Federal Credit Union
Northeast Mississippi Federal Credit Union Amory MS 2016
16-0210-R4 Alpine Community Credit Union
Alpine Community Credit Union Alpine TX 2016
16-0208-R3 North Georgia Community Federal Credit Union
North Georgia Community Federal Credit Union Ringgold GA 2016
16-0189-R4 Clark, Linda
Former Employee of SCICAP Credit Union
SCICAP Credit Union Chariton IA 2016
16-0206-R3 Louchem Federal Credit Union
Louchem Federal Credit Union Louisville KY 2016
16-0185-R4 Simental Mendoza, Hilda
Former Employee of El Paso’s Federal Credit Union
El Paso’s Federal Credit Union El Paso TX 2016
16-0188-R2 S M Federal Credit Union
N/A Philadelphia PA 2016
16-0207-R3 Magnify Credit Union
Magnify Credit Union Mulberry FL 2016
16-0201-R2 Northwestern Federal Credit Union
Northwestern Federal Credit Union Bryan OH 2016
16-0194-R1 M.E. Employees Credit Union
M.E. Employees Credit Union Wausau WI 2016
16-0204-R3 Dixie Craft Employees Credit Union
Dixie Craft Employees Credit Union Goodwater AL 2016
16-0202-R2 Valley Wide of PA Federal Credit Union
Valley Wide of PA Federal Credit Union Tarentum PA 2016
16-0193-R1 LOC Federal Credit Union
LOC Federal Credit Union Farmington MI 2016
16-0197-R1 Wakefield Town Employees Federal Credit Union
Wakefield Town Employees Federal Credit Union Wakefield MA 2016
16-0200-R2 Newark Post Office Employees Credit Union
Newark Post Office Employees Credit Union Newark NJ 2016
16-0170-R4 Joliet Municipal Employees Federal Credit Union
Joliet Municipal Employees Federal Credit Union Joliet IL 2016
16-0192-R1 Haverhill Fire Department Credit Union
Haverhill Fire Department Credit Union Haverhill MA 2016
16-0196-R1 Revere Firefighters Credit Union
Revere Firefighters Credit Union Revere MA 2016
16-0199-R2 General Portland Peninsular Emps. Federal Credit Union
General Portland Peninsular Emps. Federal Credit Union Paulding OH 2016
16-0181-R1 Matos, Sonja
Former Employee of Corning Federal Credit Union
Corning Federal Credit Union Corning NY 2016
16-0182-R1 Mallory, Pamela
Former Employee of 360 Federal Credit Union
360 Federal Credit Union Windsor Locks CT 2016
16-0173-R5 Horizon Utah Federal Credit Union
Horizon Utah Federal Credit Union Farmington UT 2016
16-0183-R3 Reynolds-Sienckiewicz, Linda
Former Employee of Pinellas Federal Credit Union
Pinellas Federal Credit Union Largo FL 2016
16-0176-R5 City of Fairbanks Federal Credit Union
City of Fairbanks Federal Credit Union Fairbanks AK 2016
16-0169-R4 Fort Bayard Federal Credit Union
Fort Bayard Federal Credit Union Silver City NM 2016
16-0160-R3 First Legacy Community Credit Union
First Legacy Community Credit Union Charlotte NC 2016
16-0171-R4 South Community Credit Union
South Community Credit Union Sullivan MO 2016
16-0168-R4 St. Michaels Federal Credit Union
St. Michaels Federal Credit Union Craig CO 2016
16-0167-R4 FedStar Credit Union
FedStar Credit Union College Station TX 2016
16-0166-R4 Galveston School Employees Federal Credit Union
Galveston School Employees Federal Credit Union Galveston TX 2016
16-0163-R4 Saint Francis Employee's Federal Credit Union
Saint Francis Employee's Federal Credit Union Tulsa OK 2016
16-0159-R3 LouChem Federal Credit Union
LouChem Federal Credit Union Louisville KY 2016
16-0154-R2 Troy Area School Employees Federal Credit Union
Troy Area School Employees Federal Credit Union Troy PA 2016
16-0150-R1 Arnold Bakers Employees Federal Credit Union
Arnold Bakers Employees Federal Credit Union Greenwich CT 2016
16-0145-R1 Consumers Union Employees Federal Credit Union
Consumers Union Employees Federal Credit Union Yonkers NY 2016
16-0146-R1 Westport Federal Credit Union
Westport Federal Credit Union Westport MA 2016
16-0138-R1 Barry, John C.
Former Employee of Portland Maine Police Department Federal Credit Union
Portland Maine Police Department Federal Credit Union Portland ME 2016
16-0157-R3 Battery Employees Federal Credit Union
Battery Employees Federal Credit Union Attica IN 2016
16-0149-R1 Dennison Federal Credit Union
Dennison Federal Credit Union Coopersville MI 2016
16-0156-R3 Savastate Teachers Federal Credit Union
Savastate Teachers Federal Credit Union Savannah GA 2016
16-0143-R1 I.M. Detroit District Credit Union
I.M. Detroit District Credit Union Detroit MI 2016
16-0148-R1 Sebasticook Valley Federal Credit Union
Sebasticook Valley Federal Credit Union Pittsfield ME 2016
16-0119-R4 Baker Hughes Federal Credit Union
N/A Houston TX 2016
16-0111-R3 FCAMEC Federal Credit Union
N/A Tallahassee FL 2016
16-0115-R4 Employees Federal Credit Union
N/A Tulsa OK 2016
16-0104-R3 Delta Refining Co Emp Federal Credit Union
N/A Memphis TN 2016
16-0110-R3 Team and Wheel Federal Credit Union
N/A Winston Salem NC 2016
16-0136-R2 Hauptmann, Lisa
Former Employee of Oil Country Federal Credit Union
Oil Country Federal Credit Union Titusville PA 2016

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